Regnum RTA

  +0261 2460017/25

  info@regnum.co.in

REG. No. : INR000004316

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REGNUM RTA

SEBI registered Category I Registrar to an Issue/ Share Transfer Agent.REGNUM RTA is Surat’s first and Gujarat’s second RTA service provider.

DO YOU NEED RTA ?
RTA Overview
It is an agent appointed by a company to maintain records of security owners.
An RTA (Register and Transfer Agent) is the Issuer’s agent. Issuer is the Company who opts for dematerialization. It acts as an intermediary between the issuer and the depository for facilitating the services like Dematerialisation, Rematerialisation, Initial Public Offers and Corporate Actions.
In order for Companies to be able to issue securities or shares in dematerialized form, they must appoint a SEBI approved Registrar and Share Transfer Agent (RTA) which has direct/online access to depositories. The RTA acts as a direct point of contact between the security Issuer and depositories, and manages the transactions of users with the depositories.
By the changes in the statutes, the government has mandated the appointment of RTA for Listed as well as Public Companies. Private Companies are also going to fall in its ambit pretty soon. RTA’s are necessary to carry on any type of corporate actions including Right Issue, Bonus Issue, Preferential Allotment, Transfer of shares, ESOP etc.

OUR VISSION

“To be a most preferred and dynamic RTA service provider with effective checks and controls for higher efficiency.”

About Us

REGNUM CAPITAL ADVISORS PRIVATE LIMITED (RCAPL) was incorporated in the year 2015. The Company from the year of its inception dedicated to rendering corporate houses and entrepreneurs with high quality advisory and secretarial services related to compliance, regulations and legal matters.
We have the rich experience of complying with the regulations and laws applicable to Private Limited Companies, Public Limited Companies, Limited Liability Partnerships (LLP), Broking Houses, Non-Banking Financial Companies, Real Estate Sectors, Trusts, Partnership Firms etc.
Now RCAPL has expand itself into new dimensions by entering into the new segment i.e. Registrar to an Issue and Share Transfer Agent (RTI/STA) under the trade name REGNUM RTA.
REGNUM is newly established Registrars to an Issue and Share transfer Agents (RTA Category-1), an intermediary with SEBI who received approval from SEBI on 06th May, 2021; Registration number INR000004316.
REGNUM CAPITAL ADVISORS PRIVATE LIMITED is Surat’s first and Gujarat’s second RTA/STI service provider. Its service portfolio includes services like Dematerialization, Rematerialization, Initial Public Offers and other Corporate Actions etc. through depositories (viz. CDSL/NSDL).
REGNUM RTA assures you to provide the best RTA services with its experienced, highly qualified and skilled corporate professional. Our team has Qualified Company Secretaries, Chartered Accountants and other Legal Professionals.

OUR MISSION

“Our mission is to provide cost effective, reliable and customized professional services to allow companies to effectively manage their corporate secretarial obligations through a trusted and established partner. We aim to achieve this by creating an organization of skilled and talented workforce driven by technology.”
Our Team
Josh Silverman

Josh Silverman

Chief Executive Officer
Paul Swanson

Paul Swanson

Project Manager
Mark Lugo

Mark Lugo

Financial Officer
Mark Waters

Mark Waters

Software Engineer
Arther Conal

Arther Conal

QA Manager

Our Services

Maintenance / Securities

Maintaining Securities Registry of Investors. Providing electronic services to corporate for securities and debt instruments

Consolidation / Splits

Sub-division, split and consolidation of securities

NSDL / CDSL

Dematerialisation and Rematerialisation of securities via both Depository i.e. NSDL and CDSL, ISIN Activation

Back Security & Unit Security

Buy back of Securities and De-listing of securities.
Merger, De-merger and acquisition of Securities

Benifities

Call notice to shareholders and beneficiaries

Arrangement

Arrangement for holding AGM / EGM, Postal Ballot and Attendance Slips for AGM / EGM

Issues of shares / Securities

IPO, FPO, Bonus, Rights Issue and processing warrants

Rectification

Rectification of errors, fraction elimination and Investor Complaints

ESOP

ESOP and Lock-in and partly paid up securities

Other Security

Maintaining and providing Register of Transfer of Shares, Register of Transmission of Shares, Register of Transfer of Debentures, Register of Transmission of Debentures, Shareholding Report, Register of Member, Register of Debenture holders, Register of Foreign Members, Register of Foreign Debenture holders, Register of renewed and duplicate certificate, Register of Payment of Dividend, Allotment Register, Secretarial Audit Services, Certificate under clause 47(c), List of Shareholders, Split Register, Duplicate Register, Consolidation Report, Mailing List, Complaint Status, Merger Register, De-merger Register, Index Register, Allotment Register etc. Transfer, Transmission, Transposition, nomination of securities.

Certificates

Share Certificate related services viz; Issue of Duplicate share certificates, call endorsement of share certificate and exchange of share certificate, etc.

Contact Us

E-Mail Us

Investors Greviance :
info@regnum.co.in

Compliance Officer : complianceregnum@gmail.com

Investor Landline 2

+0261 2460017/2460025

Registered Office

2/1932, 5TH FLOOR, 502, TAXSHILA APARTMENT NAVSARI BAZAR ROAD , MAJURA GATE SURAT